CONNECT

Address:

400 Capitol Mall, Suite 1700
Sacramento, CA 95814

Phone:

916-491-6323

Fax/Other:

916-443-4789

Keys to a Successful Relationship


What you can expect from us

You can trust that we will consistently and responsibly perform all requested services and that we will be available when you need us. We will:

  • Treat you with respect, honesty and dignity

  • Act as your advisors, putting your interests first

  • Respect your confidential information

  • Explain the implications of the strategies we propose

  • Strive to acquire a complete and accurate understanding of your goals, your tolerance for risk and your timeframe

  • Update you by email, mail and phone

  • Meet with you regularly to review your investment planning needs

What we need from you

Effective communication and mutual respect are essential to a successful relationship, so we expect:

  • Trust

  • Responsiveness to requests

  • Sincerity

  • Honesty and disclosure

  • Respect

  • Commitment

We expect you to understand that our recommendations are always based on your best interests. As our client, you need to know that all investment advice will be based on the information you provide to us. We expect you to be fully engaged in the investment planning process.

Mutual responsibilities

We believe working together is essential to effective investment planning. To this end, we both need to make your investment strategies a priority. We will agree to:

  • Keep each other informed of any new developments that might affect these strategies

  • Meet regularly to review your investment plan and be prepared for those meetings

Together, we can build an effective, long-term working relationship based on mutual trust, respect and understanding.

FINRA’s BrokerCheck Obtain more information about our firm and its financial professionals
FINRA’s BrokerCheck Obtain more information about our firm and its financial professionals